Marc-Aurel
Martial
PhD Student University of Utah College of Nursing
How much attention is devoted to implementing
scientific discoveries?
One
of the first English idioms I learned after arriving in the US while playing
billiard with my uncle is “Put your money where your mouth is.” As I reviewed
the literature on translational science and one of its components, implementation
science, the gap between scientific discoveries and public health gains
startled me. Often between 1% and 5% of individuals may benefit from scientific
discoveries (Glasgow, et al., 2012). Yet, spending on implementation research
in 2002 was only 1.5% of the biomedical research funding (Woolf, 2008). I couldn’t
stop thinking about this idiom in relation to the current global discussion
about translational and implementation science because of the low amount of
attention and resources that is devoted to implementing scientific discoveries.
How things have been and still are
Initially
the term "translational research" was used to define both the transformation of
knowledge from natural sciences to produce new biomedical treatments and the
implementation of treatment options into clinical practice (Woolf, 2008). This
has been coined “bench-to-bedside” research (Woolfe, 2008). The Institute of
Medicine differentiated these two phases of translational research as T1 (biomedical
research that produces new treatments) and T2 (implementation research). The
National Institutes of Health (NIH) defined implementation science as “the
study of methods to promote the integration of research findings and evidence
into healthcare policy and practice.”
While
both T1 and T2 research are important, most people think that translational
research refers to T1 (Woolf, 2008). For every dollar spent on biomedical
research in 2010, only pennies were apportioned to implementation research (Glasgow,
et al., 2012) despite the fact that only 50% of patients in the US receive recommended
health services (Woolf, 2008). For example, only half of individuals with high
blood pressure are being successfully treated (Glasgow, et al., 2012). The
concept of accountability for the implementation of interventions and the
resulting outcomes has evolved. Accountability for patient outcomes has shifted
from the patient to the healthcare provider.
How things will be (are becoming)
The
definition of translational science has been expounded from the two phases (T1
and T2) to include additional phases of research to provide greater clarity.
So, the scope has shifted to “bench-to-bedside” and “bedside-to-community.” For
instance, Dougherty & Conway (2008) presented three types or phases of
translational research. The first phase (T1) focuses on translation from basic
sciences to clinical efficacy, while the second phase (T2) and third phase (T3)
focus on, respectively, translation of clinical efficacy to clinical
effectiveness and translation of clinical effectiveness to the delivery of
health services. According to Drolet & Lorenzi (2011), these three phases
(T1-T3) are “translation chasms” or gaps between four landmarks in the
evolution from basic scientific knowledge, to proposed human application, to
proven clinical application, to clinical practice, which ultimately leads to
public health gains. The
Institute of Translational Health Sciences (ITHS) proposes five phases of
translational research which are problem identification (T0), discovery
research (T1), health application to access efficacy (T2), science of
dissemination and implementation (T3), and evaluation of health impact on real
world populations (T4).
There
is a growing recognition that implementation science can benefit more people than
basic scientific research that aims to produce new interventions (Woolf, 2008).
For example, more strokes can be prevented if the focus is on aspirin administration
to patients who meet criteria than on developing newer anti-platelets (Woolf,
2008). There is an assumption that implementation research should be expanded
beyond clinical settings and clinical providers (Woolf, 2008). Some
scientists view new interventions and implementation like a serum and a syringe
and believe just as doing more research on the serum will not yield to a better
syringe, doing more research on new interventions will not produce better
implementation methods. The
concept of accountability for patient outcomes is shifting from the provider to
the health services system. There is greater understanding that health systems
are not prepared to achieve their goals and resources at various levels need to
be aligned to better support providers.
Driving forces leading to the shift
Implementation
science emerged from shifting accountability to organizations and evaluating
the implementation of planned policies (Lobb & Colditz, 2013). It focuses
on methods that accelerate the successful implementation of interventions. Increased
funding and interest in closing the gap between scientific discoveries and
public health gains are fueling the advancement of implementation science (Lobb
& Colditz, 2013). For example, as seen in the two figures below, implementation
teams that utilize implementation
drivers can implement
80% of new interventions effectively over three years; without a team, only 14%
of new interventions are implemented in seventeen years.
The NIH, the European Commission, and the United Kingdom have made
translational research a priority (Woolf, 2008). For example, the NIH has established
translational research centers, initiated the Clinical and Translational
Science Award, and funded translational research programs at academic institutions.
Additionally, private institutions have developed similar programs.
Facilitators to implementation
Skilled
teams that employ implementation drivers are the linchpin to achieving sustainable
integration of new and effective
interventions into clinical practice and delivering outcomes that are socially
significant. The
formula for successful implementation of innovations that yields meaningful
public health gains is the product of effective interventions, sound implementation
methodology, and enabling contexts. The stronger each component is, the
stronger the result will be.
Barriers to adoption
Although
certain disciplines, such as sociology, and organizational behavior have used
implementation science for many years, its application to public health questions
is new (Lobb & Colditz, 2013). Therefore,
there are few small and fragmented studies with inadequate coordination efforts
and insufficient communication of results and lessons learned. Additionally, little
agreement exists on methodological approach for the field.
Caseload
and the lack of factors such as financial resources, knowledge, time,
perception of utility, and motivation threaten the implementation of
innovations. Finally, certain characteristics of an
intervention such as its high cost or the failure of the research design to be
representative of the target population may inadvertently hinder adoption of a
new intervention (Lobb & Colditz, 2013). For instance, a case study in
rural West Virginia points out several contextual barriers to implementation of
evidence-based interventions, including the challenge of rural residents to walk
long distances to receive an evidence-based intervention.
Potential impact
Implementation
research has the tremendous potential to reduce the gap between knowledge and
practice. It promises to close the access and disparity chasms. It is likely to
reduce morbidity and mortality more than the discovery of new diagnostic and
treatment options (Woolf, 2008). The consequences of inadequate translation of
research from “bench-to-bedside” and “bedside-to-community” are too costly in
terms of losses of human lives and “billions of research dollars” (Drolet &
Lorenzi, 2011). Now is the time to put our money where our mouth is by allocating
more funding to implementation science so that we may achieve, in a future not
too distant, greater public health gains from extant scientific discoveries.
Recommended
readings/links
1.
Drolet,
B.C. & Lorenzi, N.M. (2011). Translational research: understanding the
continuum from bench to bedside. Translational
Research, 157(1), 1-5. doi:
10.1016/j.trsl.2010.10.002
2. Glasgow, R. E., Vinson, C., Chambers, D., Khoury, M. J., Kaplan, R. M., & Hunter, C. (2012). National Institutes of Health Approaches to Dissemination and Implementation Science: Current and Future Directions. American Journal of Public Health, 102(7), 1274–1281. doi:10.2105/AJPH.2012.300755
3. Lobb, R. & Colditz, G.A. (2013). Implementation Science and its Application to Public Health. Annual Review of Public Health, 34, 235-251. doi: 10.1146/annurev-publhealth-031912-114444
4. Woolf, S.H. (2008). The Meaning of Translational Research and Why It Matters. Journal of American Medical Association, 299(2), 211-213. doi: 10.1001/jama.2007.26
5. T-Phases of Translational Health Research at https://www.iths.org/investigators/definitions/translational-research/
6. Learn Implementation at http://nirn.fpg.unc.edu/learn-implementation
7. Dougherty, D. & Conway, P.H. (2008). The “3T’s” Road Map to Transform US Health Care: The “How” of High-Quality Care. Journal of American Medical Association, 299(19), 2319-2321. doi: 10.1001/jama.299.19.2319
8. Frequently Asked Questions About Implementation Science at http://www.fic.nih.gov/News/Events/implementation-science/Pages/faqs.aspx
2. Glasgow, R. E., Vinson, C., Chambers, D., Khoury, M. J., Kaplan, R. M., & Hunter, C. (2012). National Institutes of Health Approaches to Dissemination and Implementation Science: Current and Future Directions. American Journal of Public Health, 102(7), 1274–1281. doi:10.2105/AJPH.2012.300755
3. Lobb, R. & Colditz, G.A. (2013). Implementation Science and its Application to Public Health. Annual Review of Public Health, 34, 235-251. doi: 10.1146/annurev-publhealth-031912-114444
4. Woolf, S.H. (2008). The Meaning of Translational Research and Why It Matters. Journal of American Medical Association, 299(2), 211-213. doi: 10.1001/jama.2007.26
5. T-Phases of Translational Health Research at https://www.iths.org/investigators/definitions/translational-research/
6. Learn Implementation at http://nirn.fpg.unc.edu/learn-implementation
7. Dougherty, D. & Conway, P.H. (2008). The “3T’s” Road Map to Transform US Health Care: The “How” of High-Quality Care. Journal of American Medical Association, 299(19), 2319-2321. doi: 10.1001/jama.299.19.2319
8. Frequently Asked Questions About Implementation Science at http://www.fic.nih.gov/News/Events/implementation-science/Pages/faqs.aspx
This work is by Marc-Aurel Martial is licensed under a Creative
Commons Attribution 4.0 International License
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